UK Society of Investment Professionals - UKSIP

The CFA Society of theUK, supporting ASIP, CFA and IMC professionals.

  Mon 01 Dec 2008

UK Society of Investment Professionals - CFA Institute

Career Center Jobs and Career Management in the Financial Markets, Banking & Finance
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Jobs: Compliance / RegulatoryCompliance / Legal
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91-120 of 326 Jobs Company Location Date
Commodities Compliance Officer
Badenoch & Clark
Salary: £60-85K
UK-London 26 Sep
Leading Investment Bank still actively recruiting for a Commodities Advisory Compliance Associate Director.
Assistant Compliance Officer
PSD Group
Salary: £65 plus bonus and benefi...
UK-London 08 Sep
Our client is a leading global Investment management firm with an extensive track record in providing alternative investment...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Compliance Officer
Kingsley Adams
Salary: £circa 50,000+excellent b...
UK-Channel Islands 01 Dec
Our client is is a European leader in banking and financial services, with a significant and growing presence in the United S...
Securities Surveillance Director
Michael Page (Compliance)
Salary: Extremely competitive, ex...
UK-London 23 Jul
An excellent opportunity to work in a high profile, visable compliance role for a top tier investment bank, which has an exte...
Company Secretarial Administrator
Macquarie
Salary: Information not provided
China-Hong Kong 01 Dec
Opportunity for a Company Secretarial Administrator in Mumbai to be responsible for the Company Secretarial function in India...
Mutual Fund Administrator
Not Disclosed
Salary: DOE
USA-NY-New York City 01 Dec
WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat...
Compliance Officer
WisdomTree
Salary: DOE
USA-NY-New York City 01 Dec
WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper...
Director-Retirement Compliance (J5242)
BarkerGilmore, LLC
Salary: Base & Bonus
USA-CA-Los Angeles 01 Dec
Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b...
Compliance Associate
Chimera Securities
Salary: Salary (BOE) + Benefits
USA-NY-New York City 01 Dec
Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w...
Compliance Manager
Coxfitzsimons&wilkes
Salary: Negotiable, highly compet...
Ireland-Dublin 01 Dec
Compliance Manager required for highly successful Financial Services Company
Tax Consultant- Dublin
Coxfitzsimons&wilkes
Salary: Negotiable, Competitive +...
Ireland-Dublin 01 Dec
One of Irelands leading Accountancy firms are looking to recruit a Tax Consultant.
Head of Internal Audit
Not Disclosed
Salary: £100,000 - 150,000
Saudi Arabia-Riyadh 01 Dec
This well-known Middle Eastern bank requires an experienced Head of Internal Audit to proactively manage corporate governance...
Audit Senior
Coxfitzsimons&wilkes
Salary: Negotiable, competitive +...
Ireland-Dublin 01 Dec
One of Irelands leading Accountancy firms are looking to recruit a Senior Auditor to join their successful team.
FORENSICS DIRECTOR
Huntress Search
Salary: solid benefits
UAE-Dubai 01 Dec
On behalf of a A Fortune 100 firm, Huntress International is looking for a Forensics Director with an impeccable professional...
Head of Compliance – Riyadh
Not Disclosed
Salary: Negotiable
Saudi Arabia 01 Dec
An outstanding opportunity to join one of the leading private equity firms in the Middle East.
ASSOCIATE DIRECTOR COMPLIANCE
Mcgregor Boyall Associate...
Salary: £EXCELLENT
UAE-Dubai 01 Dec
Superb opportunity has arisen at this prestigious financial services institution in Dubai. The purpose of this role is to...
Senior Manager - Anti Money Laundering & Fraud
CareerCompass
Salary: Basic Salary + Incentive...
Ireland-Dublin 01 Dec
Senior manager - Anti Money Laundering & Fraud, candidate with min 5 yrs expereince in a similar capacity in a Financial Inst...
Senior Compliance Manager
CareerCompass
Salary: Excellent salary and bene...
Ireland-Dublin 01 Dec
Exciting opportunity to join one of the main players in the Irish banking sector as a Senior Manager responsible for the Comp...
RETAIL - FRAUD & AML, BANK
CareerCompass
Salary: Excellent salary and bene...
Ireland-Dublin 01 Dec
Opportunity for experienced professional with prior exposure to Anti Money Laundering, Fraud and Crime prevention in a RETAIL...
RETAIL COMPLIANCE (AML & FRAUD) SNR MGR
CareerCompass
Salary: Excellent salary and bene...
Ireland-Dublin 01 Dec
Opportunity for experienced professional with prior exposure to Anti Money Laundering, Fraud and Crime prevention in a RETAIL...
FRAUD & CRIME PREVENTION, MANAGER
CareerCompass
Salary: Excellent salary and bene...
Ireland-Dublin 01 Dec
Opportunity for experienced professional with prior exposure to Anti Money Laundering, Fraud and Crime prevention in a RETAIL...
Retail Banking Senior Compliance Manager
CareerCompass
Salary: Excellent salary and bene...
Ireland-Dublin 01 Dec
DO YOU WORK IN RETAIL BANKING WITH 5 YEARS + COMPLIANCE / REGULATORY EXPERIENCE
Risk Analyst
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 01 Dec
Risk Analyst . Why not fast track your career and join our client, a major global asset and wealth management company ?...
Vice President, Position Reporting
Profile Search & Selectio...
Salary: Competitive base salary p...
Singapore 01 Dec
The Position Reporting Group is part of a global network within the bank, divided by region. The team ensures the firm compli...
Compliance VP
Morgan McKinley (HK)
Salary: very attractive
China-Hong Kong 01 Dec
A leading bank are looking to recruit a VP level Compliance professional to join their compliance department. This is an exc...
Head of Operational Risk
Morgan McKinley (HK)
Salary: Highly attractive
China-Other Cities 01 Dec
Our client, a reputable financial institution, is seeking an experienced Head of Operational Risk to support their ambitious...
(ICSA) Chartered Secretary - International Vacancy
Financial Directions Ltd
Salary: Negotiable
Ireland-Dublin 01 Dec
(ICSA) Chartered Secretary - International Vacancy required for financial firm. Advise on corporate governance, structures an...
Senior Sales – E.Europe and Middle East – Fraud & Compliance Solutions
Finiti Search Limited
Salary: Competitive
Other 01 Dec
Our client is a leading, global provider of enterprise-wide anti-money laundering, fraud prevention and brokerage compliance...
Senior Regulatory Manager- Middle East
FK International Financia...
Salary: NEgotiable
Other 01 Dec
Leading a team, you will be responsible for ongoing supervision of exchanges and companies listed on such exchanges, ensuring...
Jobs: Compliance / Regulatory (91-120 of 326 Jobs)